Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Advisory firms — LLCs, partnerships, and sole proprietors that households typically hire directly.

29,903 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
THREE SEASONS WEALTH

CRD 326517

Salt Lake City, UT

Advisory firm

LLC

$1.23B7 advisorsPercentage of AUM; Fixed feesView
KEEN WEALTH ADVISORS

CRD 170293

Overland Park, KS

Advisory firm

LLC

$1.23B30 advisorsPercentage of AUM · Hourly charges +1 moreView
THEMES MANAGEMENT COMPANY LLC

CRD 323861

Greenwich, CT

Advisory firm

LLC

$1.23B4 advisorsPercentage of AUMView
7RIDGE LIMITED

CRD 315057

London

Advisory firm

Other (specify)

$1.23B13 advisorsPercentage of AUM; CARRIED INTEREST ALLOCATIONS MADE TO AFFILIATESView
BWCP, LP

CRD 305638

Dallas, TX

Advisory firm

LP

$1.23B7 advisorsPercentage of AUM; Performance-based feesView
HCM WEALTH ADVISORS

CRD 107700

Cincinnati, OH

Advisory firm

LLC

$1.23B9 advisorsPercentage of AUM; Fixed feesView
PLATFORM TECHNOLOGY PARTNERS

CRD 305602

Locust Valley, NY

Advisory firm

LLC

$1.23B9 advisorsPercentage of AUM · Hourly charges +1 moreView
PRUDENT MANAGEMENT ASSOCIATES

CRD 16691

Philadelphia, PA

Advisory firm

Partnership

$1.23B6 advisorsPercentage of AUM; Fixed feesView
CENTRE PARTNERS MANAGEMENT LLC

CRD 109534

New York, NY

Advisory firm

LLC

$1.23B16 advisorsPercentage of AUM · Performance-based fees +1 moreView
QTRON INVESTMENTS LLC

CRD 285608

Boston, MA

Advisory firm

LLC

$1.23B4 advisorsPercentage of AUMView
HARVEY PARTNERS, LLC

CRD 160681

Tarrytown, NY

Advisory firm

LLC

$1.23B3 advisorsPercentage of AUM; Performance-based feesView
COMPOSITION CAPITAL LP

CRD 332182

Los Angeles, CA

Advisory firm

LP

$1.23B8 advisorsFixed fees; FEES SUBJECT TO CERTAIN THRESHOLDS. SEE ADV PART 2A, ITEM 5.View
SLATER INVESTMENTS LIMITED

CRD 327135

London

Advisory firm

LLC

$1.23B4 advisorsPercentage of AUMView
PCIM REALTY ADVISORS, LLC

CRD 313281

Addison, TX

Advisory firm

LLC

$1.22B16 advisorsPercentage of AUM · Performance-based fees +1 moreView
DECISIONPOINT FINANCIAL, LLC

CRD 296988

Mesa, AZ

Advisory firm

LLC

$1.22B14 advisorsPercentage of AUM; Hourly chargesView
PRELUDE GROWTH PARTNERS

CRD 293249

New York, NY

Advisory firm

LLC

$1.22B10 advisorsPercentage of AUM; Performance-based feesView
PREMIER PATH WEALTH PARTNERS, LLC

CRD 325300

Madison, NJ

Advisory firm

LLC

$1.22B5 advisorsPercentage of AUM · Hourly charges +1 moreView
MOUNTAIN POINT CREDIT MANAGEMENT LLC

CRD 330615

Greenwich, CT

Advisory firm

LLC

$1.22B5 advisorsPercentage of AUM; Performance-based feesView
FOURTHSTONE LLC

CRD 169067

St.. Louis, MO

Advisory firm

LLC

$1.22B7 advisorsPercentage of AUM; Performance-based feesView
WELLSPRING FINANCIAL PARTNERS

CRD 158872

Tucson, AZ

Advisory firm

LLC

$1.22B3 advisorsPercentage of AUM · Hourly charges +1 moreView
ELEMENT POINTE FAMILY OFFICE

CRD 282750

Miami, FL

Advisory firm

LLC

$1.22B9 advisorsPercentage of AUM · Fixed fees +2 moreView
WATER ISLAND CAPITAL, LLC

CRD 113358

New York, NY

Advisory firm

LLC

$1.22B7 advisorsPercentage of AUM; Performance-based feesView
SANFORD C. BERNSTEIN & CO., LLC

CRD 104474

Nashville, TN

Advisory firm

LLC

$1.22B0 total employeesPercentage of AUM · Subscription fees +4 moreView
ICAPITAL REGISTERED FUND ADVISER LLC

CRD 310587

New York, NY

Advisory firm

LLC

$1.22B21 advisorsPercentage of AUMView
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