LPL ENTERPRISE, LLC

CRD 8733 · SEC 801-130883

Visit website

1055 LPL WAY, FORT MILL, SC, 29715, United States

Phone

704-733-3300

Fax

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Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$24.94B

Discretionary AUM

$24.94B

Team

5215 total employees; 4492 advisory reps; 12118 broker-dealer reps

Clients

More than 500

Fees

Percentage of AUM; Hourly charges; Fixed fees

Org form

Limited Liability Company

Filing date

2026-03-31

Disciplinary history

Yes

Services

Financial planningPortfolio management (individuals)Portfolio management (institutions)Educational seminarsCONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

Client types

Type	Clients	AUM
Individuals	79249	$11.78B
High net worth individuals	22822	$12.70B
Pension/profit sharing plans	127	$201.2M
Charitable organizations	79	$49.4M
Corporations/business entities	286	$216.5M

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

https://www.lpl.com/lpl-enterprise.html

Official SEC filing: View on IAPD