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A.G.P / ALLIANCE GLOBAL PARTNERS

A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC

CRD 8361 · SEC 801-70276

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88 POST ROAD WEST, 2ND FLOOR, WESTPORT, CT, 06880, United States

Phone

800-727-7922

Fax

203-662-9771

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$2.30B

Discretionary AUM

$1.89B

Team

320 total employees; 140 advisory reps

Clients

101-250

Fees

Percentage of AUM; Hourly charges; SUB-ADVISER OF POOLED INVESTMENT VEHICLE CHARGES A PERFORMANCE F

Org form

Limited Liability Company

Filing date

2026-06-05

Disciplinary history

Yes

Services

Financial planningPortfolio management (individuals)Portfolio management (pooled vehicles)Portfolio management (institutions)Selection of other advisers

Client types

TypeClientsAUM
Individuals6208$1.15B
High net worth individuals427$977.1M
Pooled investment vehicles1$1.2M
Pension/profit sharing plans209$64.0M
Charitable organizations8$3.6M
Corporations/business entities106$104.8M

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

Official SEC filing: View on IAPD