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COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH EQUITY SERVICES, LLC

CRD 8032 · SEC 801-41541

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275 WYMAN STREET, SUITE 400, WALTHAM, MA, 02451-1200, United States

Phone

781-736-0700

Fax

781-398-9905

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$212.66B

Discretionary AUM

$207.63B

Team

4200 total employees; 2650 advisory reps; 20450 broker-dealer reps

Clients

More than 500

Fees

Percentage of AUM; Hourly charges; Fixed fees; Commissions

Org form

Limited Liability Company

Filing date

2026-05-19

Disciplinary history

No

Services

Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisersPublication of periodicalsEducational seminars

Client types

TypeClientsAUM
Individuals314099$93.62B
High net worth individuals41874$108.69B
Pension/profit sharing plans1207$1.95B
Charitable organizations405$1.08B
State/municipal entities300$3.20B
Corporations/business entities2603$4.13B

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

Official SEC filing: View on IAPD