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STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD 793 · SEC 801-10746

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501 N BROADWAY, ST LOUIS, MO, 63102, United States

Phone

314-342-2000

Fax

314-342-2830

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$197.53B

Discretionary AUM

$126.84B

Team

6478 total employees; 3079 advisory reps

Clients

11-25

Fees

Percentage of AUM; Fixed fees; Commissions

Org form

Corporation

Filing date

2026-05-12

Disciplinary history

Yes

Services

Financial planningPortfolio management (individuals)Portfolio management (pooled vehicles)Portfolio management (institutions)Pension consultingSelection of other advisersEducational seminars

Client types

TypeClientsAUM
Individuals156989$41.03B
High net worth individuals73687$137.41B
Banking/thrift institutions551$2.68B
Pooled investment vehicles22$367.3M
Pension/profit sharing plans1481$2.57B
Charitable organizations1426$5.35B
State/municipal entities47$1.75B
Sovereign wealth funds13$135.0M
Corporations/business entities1967$6.21B

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

Official SEC filing: View on IAPD