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J.P. MORGAN SECURITIES LLC

CRD 79 · SEC 801-3702

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270 PARK AVENUE, NEW YORK, NY, 10017, United States

Phone

800-999-2000

Fax

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$429.69B

Discretionary AUM

$358.30B

Team

8703 total employees; 8479 advisory reps; 407036 broker-dealer reps

Clients

More than 500

Fees

Percentage of AUM; FEE COMPUTED BASED ON CENTS-PER-SHARE-DEPOSITED-INTO-THE-ACCOUNT

Org form

Limited Liability Company

Filing date

2026-06-11

Disciplinary history

Yes

Services

Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisers

Client types

TypeClientsAUM
Individuals877306$141.83B
High net worth individuals356866$251.11B
Pension/profit sharing plans2559$2.84B
Charitable organizations928$6.28B
Insurance companies9$21.5M
Corporations/business entities8977$27.62B

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

Official SEC filing: View on IAPD