Falists
← Back to search

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD 7691 · SEC 801-14235

Visit website

ONE BRYANT PARK, NEW YORK, NY, 10036, United States

Phone

800-637-7455

Fax

980-233-7021

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$1.78T

Discretionary AUM

$441.30B

Team

32960 total employees; 25721 advisory reps; 16844 broker-dealer reps

Clients

Fees

Percentage of AUM; Fixed fees; Commissions

Org form

Corporation

Filing date

2026-05-29

Disciplinary history

No

Services

Portfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisersEducational seminarsPERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

Client types

TypeClientsAUM
Individuals1269968$313.53B
High net worth individuals521763$1.23T
Pension/profit sharing plans17422$58.95B
Charitable organizations6759$43.03B
Insurance companies246$5.95B
Corporations/business entities22807$131.16B

States served

VT, AL, AK, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, PA, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

Official SEC filing: View on IAPD