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ROTHSCHILD INVESTMENT
ROTHSCHILD INVESTMENT LLC
CRD 728 · SEC 801-7395
311 SOUTH WACKER DRIVE, SUITE 5900, CHICAGO, IL, 60606-6677, United States
Phone
312-983-8900
Fax
312-983-8959
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$2.79B
Discretionary AUM
$2.79B
Team
39 total employees; 19 advisory reps
Clients
51-100
Fees
Percentage of AUM; Hourly charges; Fixed fees; Performance-based fees
Org form
Limited Liability Company
Filing date
2026-03-30
Disciplinary history
Yes
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisersEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 666 | $281.8M |
| High net worth individuals | 525 | $2.36B |
| Pooled investment vehicles | 1 | $1.5M |
| Pension/profit sharing plans | 22 | $23.0M |
| Charitable organizations | 14 | $33.2M |
| Corporations/business entities | 18 | $96.1M |
States served
AL, AZ, AR, CA, CO, DE, GA, ID, IL, IN, IA, KS, KY, MD, MA, MI, MN, MS, MT, NE, NJ, NM, NY, NC, OH, OK, OR, PA, RI, SC, TN, UT, VA, WI, WY, MO, WA, TX, HI, CT, FL, SD
All web addresses on file
Official SEC filing: View on IAPD