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CITIGROUP GLOBAL MARKETS INC.

CRD 7059 · SEC 801-3387

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388 GREENWICH STREET, NEW YORK, NY, 10013, United States

Phone

212-816-6000

Fax

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$56.01B

Discretionary AUM

$34.96B

Team

7036 total employees; 4078 advisory reps; 2481 broker-dealer reps

Clients

More than 500

Fees

Percentage of AUM; Fixed fees

Org form

Corporation

Filing date

2026-05-05

Disciplinary history

Yes

Services

Financial planningPortfolio management (individuals)Portfolio management (pooled vehicles)Portfolio management (institutions)Pension consultingSelection of other advisersPublication of periodicalsSecurity ratingsASSET ALLOCATION ADVICE

Client types

TypeClientsAUM
Individuals34655$9.55B
High net worth individuals23441$31.95B
Pooled investment vehicles26$2.98B
Pension/profit sharing plans41$1.50B
Charitable organizations143$509.1M
State/municipal entities11$2.84B
Corporations/business entities1512$6.67B

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

Official SEC filing: View on IAPD