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RAYMOND JAMES & ASSOCIATES, INC.
CRD 705 · SEC 801-10418
880 CARILLON PARKWAY, ST. PETERSBURG, FL, 33716, United States
Phone
727-567-1000
Fax
727-567-8668
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$500.96B
Discretionary AUM
$378.68B
Team
16780 total employees; 5683 advisory reps; 2231 broker-dealer reps
Clients
More than 500
Fees
Percentage of AUM; Hourly charges; Fixed fees; Commissions
Org form
Corporation
Filing date
2026-06-01
Disciplinary history
Yes
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisersEducational seminarsPLEASE SEE NOTE IN SCHEDULE D - MISCELLANEOUS
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 413527 | $116.07B |
| High net worth individuals | 99598 | $288.72B |
| Banking/thrift institutions | 710 | $1.82B |
| Pension/profit sharing plans | 9726 | $46.10B |
| Charitable organizations | 196 | $1.05B |
| State/municipal entities | 117 | $4.82B |
| Insurance companies | 385 | $2.35B |
| Corporations/business entities | 7358 | $40.02B |
States served
VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD
All web addresses on file
- HTTPS://WWW.ALEXBROWN.COM
- HTTPS://TWITTER.COM/RJADVISORCHOICE
- HTTPS://TWITTER.COM/RAYMONDJAMES
- HTTPS://TWITTER.COM/RJCAREERS
- HTTPS://WWW.RAYMONDJAMES.COM
- HTTPS://TWITTER.COM/RJFMARKETING
- HTTPS://WWW.FACEBOOK.COM/RAYMONDJAMES/
- HTTPS://WWW.YOUTUBE.COM/USER/RAYMONDJAMES
- HTTPS://WWW.LINKEDIN.COM/COMPANY/RAYMOND-JAMES-FINANCIAL-INC-/
- HTTPS://WWW.INSTAGRAM.COM/RAYMONDJAMES
- HTTPS://CLIENTACCESS.RJF.COM
Official SEC filing: View on IAPD