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RAYMOND JAMES & ASSOCIATES, INC.

CRD 705 · SEC 801-10418

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880 CARILLON PARKWAY, ST. PETERSBURG, FL, 33716, United States

Phone

727-567-1000

Fax

727-567-8668

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$500.96B

Discretionary AUM

$378.68B

Team

16780 total employees; 5683 advisory reps; 2231 broker-dealer reps

Clients

More than 500

Fees

Percentage of AUM; Hourly charges; Fixed fees; Commissions

Org form

Corporation

Filing date

2026-06-01

Disciplinary history

Yes

Services

Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisersEducational seminarsPLEASE SEE NOTE IN SCHEDULE D - MISCELLANEOUS

Client types

TypeClientsAUM
Individuals413527$116.07B
High net worth individuals99598$288.72B
Banking/thrift institutions710$1.82B
Pension/profit sharing plans9726$46.10B
Charitable organizations196$1.05B
State/municipal entities117$4.82B
Insurance companies385$2.35B
Corporations/business entities7358$40.02B

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

Official SEC filing: View on IAPD