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LPL FINANCIAL LLC
CRD 6413 · SEC 801-10970
1055 LPL WAY, FORT MILL, SC, 29715, United States
Phone
704-733-3300
Fax
—
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$819.12B
Discretionary AUM
$818.32B
Team
41879 total employees; 36280 advisory reps; 209600 broker-dealer reps
Clients
More than 500
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-06-15
Disciplinary history
Yes
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Educational seminarsCONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 1291397 | $231.45B |
| High net worth individuals | 671511 | $552.71B |
| Pension/profit sharing plans | 10450 | $13.29B |
| Charitable organizations | 5086 | $7.59B |
| State/municipal entities | 5 | $8.9M |
| Corporations/business entities | 8528 | $14.06B |
States served
VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD
All web addresses on file
- https://www.instagram.com/lpl_financial/
- https://www.linkedin.com/company/seek-wealth/
- https://www.facebook.com/seekwealth.lpl
- https://www.linkedin.com/showcase/lpl-financial---research/
- https://www.threads.net/@lpl_financial
- HTTPS://WWW.FACEBOOK.COM/LPLFINANCIALLLC/
- HTTPS://LPLGOVERNMENTRELATIONS.COM/SITEPAGES/HOMEPAGE.aspx
- HTTPS://WWW.LINKEDIN.COM/COMPANY/LPL-FINANCIAL
- https://www.youtube.com/@LPLResearch
- HTTPS://TWITTER.COM/LPL
- https://twitter.com/LPLResearch
- HTTPS://WWW.YOUTUBE.COM/USER/LPLFINANCIALLLC
- HTTPS://WWW.LPL.COM
- https://myaccountviewonline.com/login/
Official SEC filing: View on IAPD