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AMERIPRISE FINANCIAL SERVICES, LLC

CRD 6363 · SEC 801-28543

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901 3RD AVENUE SOUTH, MINNEAPOLIS, MN, 55402, United States

Phone

612-671-3131

Fax

612-671-4929

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$660.47B

Discretionary AUM

$356.29B

Team

14056 total employees; 12681 advisory reps; 124349 broker-dealer reps

Clients

More than 500

Fees

Percentage of AUM; Hourly charges; Fixed fees

Org form

Limited Liability Company

Filing date

2026-06-04

Disciplinary history

Yes

Services

Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisersPublication of periodicalsEducational seminarsASSET ALLOCATION SERVICES

Client types

TypeClientsAUM
Individuals1189138$278.45B
High net worth individuals183925$368.50B
Pension/profit sharing plans7105$5.02B
Charitable organizations2335$3.02B
State/municipal entities540$1.37B
Insurance companies11$8.6M
Corporations/business entities3260$4.11B

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

Official SEC filing: View on IAPD