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FIFTH THIRD SECURITIES, INC.
CRD 628 · SEC 801-63623
34 FOUNTAIN SQUARE PLAZA, MD 1090XB, CINCINNATI, OH, 45263, United States
Phone
888-889-1025
Fax
513-358-1710
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$10.92B
Discretionary AUM
$10.92B
Team
13533 total employees; 848 advisory reps
Clients
26-50
Fees
Percentage of AUM
Org form
Corporation
Filing date
2026-05-12
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Selection of other advisersSPONSOR WRAP FEE PROGRAM
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 44361 | $8.17B |
| High net worth individuals | 1938 | $2.50B |
| Pooled investment vehicles | 7 | $5.1M |
| Pension/profit sharing plans | 524 | $150.9M |
| Charitable organizations | 17 | $8.8M |
| Corporations/business entities | 167 | $90.4M |
States served
VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, MO, WA, TX, NH, HI, CT, FL, SD
All web addresses on file
Official SEC filing: View on IAPD