MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD 611 · SEC 801-61332

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3300 MUTUAL OF OMAHA PLAZA, OMAHA, NE, 68175-1020, United States

Phone

402-351-3102

Fax

866-807-9215

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$32.0M

Discretionary AUM

$32.0M

Team

285 total employees; 285 advisory reps; 6880 broker-dealer reps

Clients

251-500

Fees

Percentage of AUM; Hourly charges; Fixed fees; PROMOTER FEES AND THIRD PARTY MONEY MANAGER FEES

Org form

Corporation

Filing date

2026-06-09

Disciplinary history

Yes

Services

Financial planningPortfolio management (individuals)Selection of other advisers

Client types

Type	Clients	AUM
Individuals	5285	$8.5M
High net worth individuals	1595	$23.6M
Pension/profit sharing plans	35	$0
Charitable organizations	10	$0
Corporations/business entities	100	$0

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

HTTP://WWW.MUTUALOFOMAHA.COM/INVESTMENTS

Official SEC filing: View on IAPD