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MOORS & CABOT, INC
MOORS & CABOT, INC.
CRD 594 · SEC 801-48726
ONE FEDERAL STREET, 19TH FLOOR, BOSTON, MA, 02110, United States
Phone
800-426-0501
Fax
617-904-1889
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$3.44B
Discretionary AUM
$3.21B
Team
121 total employees; 85 advisory reps; 10 broker-dealer reps
Clients
101-250
Fees
Percentage of AUM; Hourly charges; Fixed fees; Commissions
Org form
Corporation
Filing date
2025-09-29
Disciplinary history
Yes
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 3032 | $916.0M |
| High net worth individuals | 1889 | $2.24B |
| Pension/profit sharing plans | 65 | $30.3M |
| Charitable organizations | 75 | $230.6M |
| Corporations/business entities | 13 | $16.0M |
States served
VT, AL, AZ, CA, CO, DC, GA, IL, IN, IA, LA, ME, MD, MI, MN, MT, NJ, NM, NY, NC, OH, OK, OR, PA, RI, SC, TN, VA, WI, MO, WA, TX, NH, CT, FL
All web addresses on file
Official SEC filing: View on IAPD