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CHARLES SCHWAB & CO., INC.

CRD 5393 · SEC 801-29938

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425 MARKET STREET, 17TH FLOOR, SAN FRANCISCO, CA, 94105, United States

Phone

415-667-7000

Fax

415-667-0170

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

—

Discretionary AUM

—

Team

30690 total employees; 4127 advisory reps; 955800 broker-dealer reps

Clients

More than 500

Fees

Fixed fees; ASSET BASED FEES FOR WRAP PGRMS & SUBSC PRICING FOR FIN PLANNING

Org form

Corporation

Filing date

2026-03-30

Disciplinary history

Yes

Services

Financial planningSelection of other advisersWRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

Official SEC filing: View on IAPD