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THOROUGHBRED FINANCIAL SERVICES, LLC
CRD 47893 · SEC 801-56741
5110 MARYLAND WAY, SUITE 300, BRENTWOOD, TN, 37027-7508, United States
Phone
615-371-0001
Fax
615-371-0184
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$4.04B
Discretionary AUM
$3.62B
Team
31 total employees; 31 advisory reps
Clients
251-500
Fees
Percentage of AUM; Fixed fees; Commissions
Org form
Limited Liability Company
Filing date
2026-03-31
Disciplinary history
Yes
Services
Financial planningPortfolio management (individuals)Selection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 1829 | $892.4M |
| High net worth individuals | 691 | $1.86B |
| Pension/profit sharing plans | 18 | $138.4M |
| Corporations/business entities | 1029 | $1.15B |
States served
AL, AZ, AR, CA, CO, GA, IL, IN, KY, LA, MD, MS, NV, NY, NC, OH, OK, PA, SC, TN, VA, WA, TX, FL
All web addresses on file
Official SEC filing: View on IAPD