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ADVISORS ASSET MANAGEMENT, INC.
CRD 46727 · SEC 801-62731
18925 BASE CAMP ROAD, SUITE 203, MONUMENT, CO, 80132, United States
Phone
719-488-9956
Fax
719-488-4215
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$2.21B
Discretionary AUM
$2.21B
Team
255 total employees; 42 advisory reps
Clients
0
Fees
Percentage of AUM
Org form
Corporation
Filing date
2026-03-31
Disciplinary history
Yes
Services
Portfolio management (individuals)Portfolio management (investment companies)Portfolio management (institutions)SUPERVISOR/EVALUATOR TO UNIT INVESTMENT TRUSTS
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 1314 | $386.2M |
| High net worth individuals | 125 | $314.2M |
| Investment companies | 11 | $1.40B |
| Pooled investment vehicles | 1 | $44.6M |
| Pension/profit sharing plans | 6 | $4.1M |
| Charitable organizations | 3 | $2.1M |
| Corporations/business entities | 45 | $58.5M |
States served
VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WI, WY, MO, WA, TX, NH, HI, CT, FL, SD
All web addresses on file
Official SEC filing: View on IAPD