MMA SECURITIES LLC

CRD 44254 · SEC 801-100377

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1166 AVENUE OF THE AMERICAS, NEW YORK, NY, 10036, United States

Phone

212-345-5000

Fax

212-948-0258

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

—

Discretionary AUM

—

Team

211 total employees; 164 advisory reps; 10839 broker-dealer reps

Clients

Fees

Fixed fees; Commissions; BASED ON ASSETS UNDER ADVISEMENT OR PER CAPITA CHARGE PER PARTIC

Org form

Limited Liability Company

Filing date

2026-03-27

Disciplinary history

Services

Pension consultingSelection of other advisersEducational seminarsADVISORY SERVICES TO RETIREMENT PLAN PARTICIPANTS

Client types

Type	Clients	AUM
Pension/profit sharing plans	2528	$0
State/municipal entities	21	$0

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

https://www.mmaprosperwise.com/
https://www.marshmma.com/offerings/retirement-services
https://compassfp.com/
https://marshmmamidwest.com/
HTTP://WWW.PRECEPTADVISORY.COM

Official SEC filing: View on IAPD