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NOMURA SECURITIES INTERNATIONAL, INC.

CRD 4297 · SEC 801-72991

Corporate platformCorporation

Large incorporated asset manager or corporate group — typically not a local adviser team.

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WORLD WIDE PLAZA, 309 WEST 49TH STREET, NEW YORK, NY, 10019-7316, United States

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

—

Discretionary AUM

—

Team

11 total employees; 11 advisory reps; 1 broker-dealer reps

Clients

0

Fees

NEGOTIATED FEES FOR RESEARCH-RELATED SERVICES

Org form

Corporation

Filing date

2025-07-14

Disciplinary history

Yes

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Services

Publication of periodicalsRESEARCH-RELATED SERVICES

Client types

TypeClientsAUM
Other investment advisers1—

All web addresses on file

Official SEC filing: View on IAPD