SANTANDER SECURITIES

SANTANDER SECURITIES LLC

CRD 41791 · SEC 801-56796

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75 STATE STREET, MAIL CODE: MA-SST-INV3, BOSTON, MA, 02109, United States

Phone

866-736-6475

Fax

617-740-8422

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$3.14B

Discretionary AUM

$3.14B

Team

449 total employees; 108 advisory reps

Clients

More than 500

Fees

Percentage of AUM

Org form

Limited Liability Company

Filing date

2026-05-27

Disciplinary history

Yes

Services

Financial planningPortfolio management (individuals)Selection of other advisersSPONSOR TO 3RD-PARTY WRAP FEE PROGRAM(S) OFFERED BY CUSTODIAN'S (NFS) ADVISORY PLATFORM

Client types

Type	Clients	AUM
Individuals	10832	$2.85B
Charitable organizations	2	$1.0M
Corporations/business entities	41	$42.4M

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

https://www.santanderbank.com/personal/investing

Official SEC filing: View on IAPD