THOMPSON DAVIS ASSET MANAGEMENT

THOMPSON DAVIS & CO., INC.

CRD 41353 · SEC 801-120472

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9030 STONY POINT PKWY, STE 100, RICHMOND, VA, 23235, United States

Phone

804-644-6380

Fax

804-644-6392

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$211.3M

Discretionary AUM

$211.3M

Team

9 total employees; 6 advisory reps

Clients

Fees

Percentage of AUM; Fixed fees; Performance-based fees

Org form

Corporation

Filing date

2026-03-31

Disciplinary history

Yes

Services

Financial planningPortfolio management (individuals)Portfolio management (pooled vehicles)Portfolio management (institutions)Selection of other advisers

Client types

Type	Clients	AUM
Individuals	88	$61.0M
High net worth individuals	206	$142.4M
Pooled investment vehicles	1	$4.1M
Corporations/business entities	5	$3.8M

States served

NC, VA, TX, NH, FL

All web addresses on file

HTTPS://WWW.LINKEDIN.COM/COMPANY/THOMPSON-DAVIS-&-CO./
HTTPS://WWW.FACEBOOK.COM/THOMPSONDAVISCO
HTTP://WWW.THOMPSONDAVIS.COM

Official SEC filing: View on IAPD