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GOLDMAN SACHS & CO. LLC

CRD 361 · SEC 801-16048

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200 WEST STREET, NEW YORK, NY, 10282, United States

Phone

212-902-1000

Fax

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$133.64B

Discretionary AUM

$133.35B

Team

2268 total employees; 1765 advisory reps; 2355 broker-dealer reps

Clients

1-10

Fees

Percentage of AUM; Fixed fees; Commissions; Performance-based fees; EXECUTION CHARGES, CUSTODY, MANAGEMENT FEE

Org form

Limited Liability Company

Filing date

2026-06-03

Disciplinary history

Yes

Services

Financial planningPortfolio management (individuals)Portfolio management (pooled vehicles)Portfolio management (institutions)Selection of other advisersPublication of periodicalsEducational seminars

Client types

TypeClientsAUM
High net worth individuals29104$50.96B
Pension/profit sharing plans9$4.7M
Charitable organizations1040$17.53B
State/municipal entities1$5.8M
Insurance companies28$288.9M
Corporations/business entities506$16.94B

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

Official SEC filing: View on IAPD