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SHUFRO, ROSE & CO., LLC
CRD 3403 · SEC 801-977
600 LEXINGTON AVENUE, 15TH FLOOR, NEW YORK, NY, 10022, United States
Phone
212-754-5100
Fax
212-754-5111
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$2.46B
Discretionary AUM
$2.41B
Team
27 total employees; 9 advisory reps; 4 broker-dealer reps
Clients
101-250
Fees
Percentage of AUM; Fixed fees
Org form
Limited Liability Company
Filing date
2026-04-21
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Selection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 660 | $253.8M |
| High net worth individuals | 547 | $2.05B |
| Pension/profit sharing plans | 57 | $36.3M |
| Charitable organizations | 18 | $13.8M |
| Corporations/business entities | 49 | $106.9M |
States served
VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD
All web addresses on file
Official SEC filing: View on IAPD