EFM INVESTMENTS & ADVISORY LLC

CRD 339744 · SEC 801-135239

721 NW 9TH AVE, SUITE 230, PORTLAND, OR, 97209, United States

Phone

503-467-0829

Fax

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Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$680.0M

Discretionary AUM

$235.4M

Team

13 total employees; 5 advisory reps

Clients

Fees

Percentage of AUM; Performance-based fees

Org form

Limited Liability Company

Filing date

2026-03-31

Disciplinary history

Services

Portfolio management (pooled vehicles)

Type	Clients	AUM
Pooled investment vehicles	7	$598.8M

CA, NV, OR, WA

Official SEC filing: View on IAPD