42 AM, LLC
CRD 339735 · SEC 801-136362
Independent or team-based registered investment adviser — LLC, partnership, or sole proprietorship.
150 GREENWICH STREET, SUITE 2931, NEW YORK, NY, 10007, United States
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$51.9M
Discretionary AUM
$1.9M
Team
5 total employees; 5 advisory reps
Clients
—
Fees
Percentage of AUM; CHECK (OID SKIM)
Org form
Limited Liability Company
Filing date
2026-04-27
Disciplinary history
No
Verify reputation
Falists does not score or rank advisers. Use these official sources to check BBB ratings, FINRA disclosures, and SEC registration before hiring anyone.
- SEC IAPD →
Investment Adviser Public Disclosure — Form ADV filings, disciplinary history, and registration details from the SEC.
- FINRA BrokerCheck →
FINRA’s BrokerCheck database — firm registration, disclosures, and regulatory actions when applicable.
- Better Business Bureau →
Search BBB for business ratings, accreditation status, and consumer complaints in this firm’s market.
Services
Client types
| Type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 2 | $1.9M |
| Insurance companies | 1 | $50.0M |
States served
NY
All web addresses on file
Official SEC filing: View on IAPD