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ROTHWELL INVESTMENT ADVISORS

ROTHWELL INVESTMENT ADVISORS LLC

CRD 337504 · SEC 801-133979

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11A DERBY SQUARE, SALEM, MA, 01970, United States

Phone

978-594-8828

Fax

978-832-1224

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$187.7M

Discretionary AUM

$187.7M

Team

5 total employees; 3 advisory reps

Clients

0

Fees

Percentage of AUM

Org form

Limited Liability Company

Filing date

2026-03-30

Disciplinary history

No

Services

Financial planningPortfolio management (individuals)

Client types

TypeClientsAUM
Individuals576$94.8M
High net worth individuals131$91.9M
Charitable organizations1$8K
Corporations/business entities1$1.1M

States served

CA, LA, ME, MA, NE, NJ, NC, PR, TX, NH, CT, FL

All web addresses on file

Official SEC filing: View on IAPD