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CARROLL ADVISORY GROUP
CARROLL ADVISORY GROUP, LLC
CRD 334565 · SEC 801-132029
4203 RICHMOND PLACE, TEXARKANA, TX, 75503, United States
Phone
903-793-4014
Fax
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Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$341.1M
Discretionary AUM
$332.9M
Team
7 total employees; 4 advisory reps; 29 broker-dealer reps
Clients
0
Fees
Percentage of AUM; Fixed fees
Org form
Limited Liability Company
Filing date
2026-02-18
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 110 | $50.5M |
| High net worth individuals | 92 | $277.9M |
| Pension/profit sharing plans | 5 | $852K |
| Charitable organizations | 1 | $4.2M |
| Insurance companies | 42 | $7.6M |
States served
AL, AR, CA, CO, LA, UT, VA, TX, FL
All web addresses on file
Official SEC filing: View on IAPD