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TRADEWELL TAX & FINANCIAL
TRADEWELL SECURITIES, LLC
CRD 332473 · SEC 801-130935
130 WEST MAIN STREET, #100, FORT WAYNE, IN, 46802, United States
Phone
260-490-2084
Fax
260-490-5956
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$275.8M
Discretionary AUM
$275.8M
Team
9 total employees; 5 advisory reps; 10 broker-dealer reps
Clients
251-500
Fees
Percentage of AUM; Fixed fees
Org form
Limited Liability Company
Filing date
2026-05-08
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 358 | $136.0M |
| High net worth individuals | 71 | $139.9M |
States served
IN, OH, TX, FL
All web addresses on file
Official SEC filing: View on IAPD