Falists
← Back to search

SADDLEROCK CAPITAL MANAGEMENT LLC

CRD 330801 · SEC 801-133958

Corporate platformLLC

Large incorporated asset manager or corporate group — typically not a local adviser team.

Visit website

370 LEXINGTON AVENUE, #502, NEW YORK, NY, 10017, United States

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$187.8M

Discretionary AUM

$187.8M

Team

6 total employees; 4 advisory reps

Clients

Fees

Percentage of AUM; Performance-based fees

Org form

Limited Liability Company

Filing date

2026-04-21

Disciplinary history

No

Verify reputation

Falists does not score or rank advisers. Use these official sources to check BBB ratings, FINRA disclosures, and SEC registration before hiring anyone.

  • SEC IAPD

    Investment Adviser Public Disclosure — Form ADV filings, disciplinary history, and registration details from the SEC.

  • FINRA BrokerCheck

    FINRA’s BrokerCheck database — firm registration, disclosures, and regulatory actions when applicable.

  • Better Business Bureau

    Search BBB for business ratings, accreditation status, and consumer complaints in this firm’s market.

Services

Portfolio management (pooled vehicles)

Client types

TypeClientsAUM
Pooled investment vehicles3$187.8M

All web addresses on file

Official SEC filing: View on IAPD