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POTENTIA WEALTH
POTENTIA RIA, LLC
CRD 329135 · SEC 801-129366
1226 LINCOLN AVE, SUITE 200, SAN JOSE, CA, 95125, United States
Phone
408-288-7886
Fax
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Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$569.1M
Discretionary AUM
$569.1M
Team
16 total employees; 7 advisory reps
Clients
26-50
Fees
Percentage of AUM; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-31
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 330 | $80.9M |
| High net worth individuals | 392 | $453.0M |
| Pension/profit sharing plans | 2 | $256K |
| Charitable organizations | 1 | $147K |
| Corporations/business entities | 6 | $34.9M |
States served
AZ, CA, CO, NY, OR, WA, TX, FL
All web addresses on file
Official SEC filing: View on IAPD