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MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC
CRD 328478 · SEC 801-128995
127 W. 5TH STREET, MARYSVILLE, OH, 43040, United States
Phone
937-644-0351
Fax
937-644-0356
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$112.8M
Discretionary AUM
$112.8M
Team
20 total employees; 2 advisory reps; 36 broker-dealer reps
Clients
More than 500
Fees
Percentage of AUM; Hourly charges; Fixed fees; PORTION OF EXPENSE RATIO FEE FROM EXCHANGE TRADED FUND
Org form
Limited Liability Company
Filing date
2026-03-31
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (investment companies)Publication of periodicalsEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Investment companies | 1 | $112.8M |
States served
IN, NE, NC, OH, SC, TN, TX, FL
All web addresses on file
Official SEC filing: View on IAPD