STIFEL CAPITAL MANAGEMENT, LLC

CRD 328365 · SEC 801-129003

Visit website

1095 AVENUE OF THE AMERICAS, NEW YORK, NY, 10036, United States

Phone

212-328-1000

Fax

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Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$4.20B

Discretionary AUM

$4.20B

Team

9 total employees; 5 advisory reps

Clients

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Fees

Percentage of AUM; Fixed fees

Org form

Limited Liability Company

Filing date

2026-03-31

Disciplinary history

Services

Portfolio management (individuals)Portfolio management (institutions)

Client types

Type	Clients	AUM
Individuals	257	$123.3M
High net worth individuals	161	$593.9M
State/municipal entities	20	$1.96B
Other investment advisers	18	$53.4M
Corporations/business entities	93	$1.47B

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

https://www.stifelcapitalmanagement.com/

Official SEC filing: View on IAPD