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FINANCIAL MANAGEMENT ASSOCIATES, LLC

CRD 327502 · SEC 801-128596

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55 ENTERPRISE DRIVE, WINDHAM, NH, 03087, United States

Phone

978-687-2867

Fax

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Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$135.8M

Discretionary AUM

$135.3M

Team

3 total employees; 1 advisory reps; 4 broker-dealer reps

Clients

1-10

Fees

Percentage of AUM; Hourly charges; Fixed fees

Org form

Limited Liability Company

Filing date

2026-03-17

Disciplinary history

No

Services

Financial planningPortfolio management (individuals)

Client types

TypeClientsAUM
Individuals202$28.1M
High net worth individuals141$104.2M

States served

MA, TX, NH, FL

All web addresses on file

Official SEC filing: View on IAPD