JEFFERIES INVESTMENT ADVISERS LLC

CRD 325421 · SEC 801-127656

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520 MADISON AVENUE, NEW YORK, NY, 10022, United States

Phone

212-284-2300

Fax

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Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$3.42B

Discretionary AUM

$2.96B

Team

119 total employees; 107 advisory reps

Clients

251-500

Fees

Percentage of AUM; Fixed fees

Org form

Limited Liability Company

Filing date

2026-02-27

Disciplinary history

Yes

Services

Financial planningPortfolio management (individuals)Portfolio management (institutions)Selection of other advisers

Client types

Type	Clients	AUM
Individuals	1649	$2.07B
Pension/profit sharing plans	30	$21.3M
Sovereign wealth funds	1	$3.2M
Corporations/business entities	338	$1.32B

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

https://www.jefferies.com
https://www.jefferieswealthmanagement.com

Official SEC filing: View on IAPD