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WATERSTONE FINANCIAL ADVISORY LLC
CRD 325012 · SEC 801-127693
12597 NEW BRITTANY BLVD, FORT MYERS, FL, 33907, United States
Phone
239-288-0977
Fax
N/A
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$262.5M
Discretionary AUM
$260.1M
Team
5 total employees; 3 advisory reps; 3 broker-dealer reps
Clients
51-100
Fees
Percentage of AUM; Fixed fees
Org form
Limited Liability Company
Filing date
2026-02-18
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Selection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 218 | $73.5M |
| High net worth individuals | 67 | $177.4M |
| Pension/profit sharing plans | 1 | $2.4M |
| Corporations/business entities | 5 | $9.2M |
States served
CA, IL, MI, OH, PA, TN, TX, NH, FL
All web addresses on file
Official SEC filing: View on IAPD