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ROSSBY FINANCIAL, LLC
CRD 324631 · SEC 801-127370
2412 IRWIN STREET, MELBOURNE, FL, 32901, United States
Phone
321-209-0111
Fax
—
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$854.8M
Discretionary AUM
$844.3M
Team
7 total employees; 2 advisory reps; 70 broker-dealer reps
Clients
251-500
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-05-28
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Selection of other advisersEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 3659 | $684.2M |
| High net worth individuals | 238 | $161.2M |
| Pension/profit sharing plans | 11 | $9.2M |
| Corporations/business entities | 2 | $188K |
States served
AK, AZ, CA, CO, DE, DC, GA, ID, IL, IN, IA, LA, ME, MD, MA, MI, NJ, NM, NY, NC, OH, OR, PA, SC, VA, WV, WI, MO, WA, TX, NH, CT, FL
Official SEC filing: View on IAPD