← Back to searchVisit website
WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC
CRD 324173 · SEC 801-128269
2625 TOWNSGATE ROAD, SUITE 330, WESTLAKE VILLAGE, CA, 91361, United States
Phone
626-689-7181
Fax
—
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$342.8M
Discretionary AUM
$342.8M
Team
8 total employees; 4 advisory reps; 287 broker-dealer reps
Clients
0
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-04-08
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consultingSelection of other advisersPublication of periodicalsEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 168 | $36.1M |
| High net worth individuals | 107 | $298.1M |
| Pension/profit sharing plans | 10 | $7.8M |
States served
AK, AZ, CA, LA, MA, NY, OK, MO, WA, TX, FL
All web addresses on file
Official SEC filing: View on IAPD