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SMITH BROTHERS FINANCIAL, LLC
CRD 322951 · SEC 801-126687
68 NATIONAL DRIVE, GLASTONBURY, CT, 06033, United States
Phone
(800) 426-6946
Fax
—
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$1.11B
Discretionary AUM
$867.5M
Team
7 total employees; 6 advisory reps
Clients
101-250
Fees
Percentage of AUM; Fixed fees
Org form
Limited Liability Company
Filing date
2026-05-13
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 295 | $78.5M |
| High net worth individuals | 80 | $162.8M |
| Pension/profit sharing plans | 112 | $867.5M |
| Charitable organizations | 2 | $490K |
| Corporations/business entities | 5 | $3.9M |
States served
MA, NJ, NY, RI, TX, NH, CT, FL
All web addresses on file
- https://smithbrothersfs.com
- https://smithbrothersusa.com
- https://www.linkedin.com/in/tim-prewitt-591a2269/
- https://www.linkedin.com/in/ashley-winn-848228268/
- https://www.linkedin.com/in/stmichaels/
- https://www.linkedin.com/in/andrea-camoin-130a69158/
- https://www.linkedin.com/in/jeffgiantonio/
- https://www.linkedin.com/in/joe-smith-742a5b111/
- https://www.linkedin.com/company/smith-brothers-financial-llc/
Official SEC filing: View on IAPD