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PRINCIPAL ASSET MANAGEMENT (ASIA)
PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED
CRD 322390 · SEC 801-126155
Corporate platformCorporation
Large incorporated asset manager or corporate group — typically not a local adviser team.
29/F, SUN HUNG KAI CENTRE, 30 HARBOUR ROAD, WANCHAI, Hong Kong
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$14.38B
Discretionary AUM
$13.56B
Team
39 total employees; 30 advisory reps
Clients
—
Fees
Percentage of AUM; Fixed fees; Performance-based fees
Org form
Corporation
Filing date
2026-03-31
Disciplinary history
No
Services
Portfolio management (pooled vehicles)Portfolio management (institutions)Selection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Banking/thrift institutions | 1 | $1.99B |
| Investment companies | 10 | $222.1M |
| Pooled investment vehicles | 14 | $11.49B |
| Pension/profit sharing plans | 8 | $383.9M |
| Sovereign wealth funds | 1 | $242.8M |
| Corporations/business entities | 1 | $50.3M |
All web addresses on file
Official SEC filing: View on IAPD