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FINEBERG FINANCIAL MANAGEMENT LLC
CRD 322268 · SEC 801-126608
3020 OLD RANCH PARKWAY, SUITE 300, SEAL BEACH, CA, 90740, United States
Phone
562-446-0028
Fax
562-309-9181
Registration
— (—)
Source
State registered
Total AUM
$40.0M
Discretionary AUM
$40.0M
Team
3 total employees; 1 advisory reps; 4 broker-dealer reps
Clients
1-10
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-20
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consultingSelection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 15 | $7.7M |
| High net worth individuals | 57 | $30.9M |
| Pension/profit sharing plans | 2 | $350K |
| Corporations/business entities | 3 | $1.0M |
All web addresses on file
Official SEC filing: View on IAPD