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BALLAST ROCK PRIVATE WEALTH
BALLAST ROCK PRIVATE WEALTH LLC
CRD 322064 · SEC 801-129645
460 KING STREET, SUITE 200, CHARLESTON, SC, 29403, United States
Phone
(800) 204-2513
Fax
N/A
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$405.7M
Discretionary AUM
$361.9M
Team
9 total employees; 8 advisory reps
Clients
26-50
Fees
Percentage of AUM; Commissions
Org form
Limited Liability Company
Filing date
2026-03-06
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consulting
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 140 | $81.8M |
| High net worth individuals | 95 | $302.8M |
| Pension/profit sharing plans | 2 | $4.3M |
| Corporations/business entities | 14 | $16.9M |
States served
CA, IL, LA, NY, SC, WA, TX, CT
All web addresses on file
Official SEC filing: View on IAPD