← Back to searchVisit website
BREAKWATER CAPITAL GROUP
CRD 321097 · SEC 801-125704
140 E. RIDGEWOOD AVENUE, SUITE 415, PARAMUS, NJ, 07652, United States
Phone
(551) 342-3733
Fax
—
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$1.02B
Discretionary AUM
$1.02B
Team
4 total employees; 4 advisory reps; 12 broker-dealer reps
Clients
251-500
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-19
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Selection of other advisersEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 131 | $51.1M |
| High net worth individuals | 239 | $968.1M |
States served
CA, CO, MD, MA, NJ, NY, NC, PA, VA, TX, NH, CT, FL
All web addresses on file
Official SEC filing: View on IAPD