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JOULE FINANCIAL, LLC
CRD 320791 · SEC 801-125024
998 GOVERNORS LN, SUITE 325, LEXINGTON, KY, 40513, United States
Phone
859-881-0777
Fax
859-422-5943
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$478.6M
Discretionary AUM
$478.6M
Team
8 total employees; 6 advisory reps
Clients
251-500
Fees
Percentage of AUM; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-20
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consultingSelection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 561 | $155.4M |
| High net worth individuals | 163 | $314.6M |
States served
CA, GA, IN, KY, LA, NC, OH, TN, VA, TX, NH, FL
All web addresses on file
Official SEC filing: View on IAPD