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WHARTON WEALTH PLANNING, LLC
CRD 319716 · SEC 801-135877
3 COLUMBUS CIRCLE, FLOOR 15, NEW YORK, NY, 10019, United States
Phone
646-450-7021
Fax
—
Registration
— (—)
Source
State registered
Total AUM
$30.7M
Discretionary AUM
$28.8M
Team
1 total employees; 1 advisory reps; 4 broker-dealer reps
Clients
11-25
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-06-10
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 2 | $1.4M |
| High net worth individuals | 17 | $29.3M |
All web addresses on file
- https://whartonwealthplanning.com/
- https://wealthtender.com/financial-advisors/david-b-rosenstrock-cfp-mba/
- https://www.linkedin.com/company/107687343/admin/dashboard/
- https://www.linkedin.com/company/107687343/admin/dashboard/https://www.facebook.com/profile.php?id=100087759433626
- https://www.youtube.com/@WhartonWealthPlanning
Official SEC filing: View on IAPD