← Back to searchVisit website
FINANCIAL PLANNING FIRST, LLC
CRD 319273 · SEC 801-134756
3567 E SUNRISE DR STE B237, TUSCON, AZ, 85718, United States
Phone
520-314-1301
Fax
—
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$113.9M
Discretionary AUM
$113.4M
Team
3 total employees; 1 advisory reps; 3 broker-dealer reps
Clients
1-10
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-09
Disciplinary history
Yes
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 260 | $49.4M |
| High net worth individuals | 31 | $57.5M |
| Pension/profit sharing plans | 5 | $6.4M |
States served
AZ, CA, ID, NY, VA, WA, TX, FL
All web addresses on file
Official SEC filing: View on IAPD