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NEW ENGLAND FINANCIAL SERVICES
MAINE INVESTMENT AND PLANNING SERVICES, LLC
CRD 318440
4 FUNDY ROAD, SUITE 202/204, FALMOUTH, ME, 04105, United States
Phone
207-632-2020
Fax
—
Registration
— (—)
Source
State registered
Total AUM
$1.8M
Discretionary AUM
$0
Team
2 total employees; 2 advisory reps; 6 broker-dealer reps
Clients
0
Fees
Percentage of AUM
Org form
Limited Liability Company
Filing date
2026-03-31
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consulting
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 7 | $1.8M |
Official SEC filing: View on IAPD