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ROCKFORD GROUP INVESTMENT ADVISOR
ROCKFORD GROUP LLC
CRD 317946
303 CONGRESSIONAL BLVD, 2ND FLOOR, CARMEL, IN, 46032, United States
Phone
317-689-7491
Fax
—
Registration
— (—)
Source
State registered
Total AUM
$3.6M
Discretionary AUM
$3.6M
Team
1 total employees; 1 advisory reps
Clients
0
Fees
Percentage of AUM; Hourly charges; REFERRAL FEES
Org form
Limited Liability Company
Filing date
2026-01-08
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consultingSelection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 52 | $2.3M |
| High net worth individuals | 1 | $1.0M |
| Corporations/business entities | 1 | $300K |
All web addresses on file
Official SEC filing: View on IAPD