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FIRST TRUST CAPITAL MANAGEMENT L.P.
CRD 317825 · SEC 801-122924
225 W. WACKER DRIVE, SUITE 2160, CHICAGO, IL, 60606, United States
Phone
773.828.6700
Fax
847.386.2910
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$12.28B
Discretionary AUM
$11.31B
Team
62 total employees; 24 advisory reps
Clients
—
Fees
Percentage of AUM; Fixed fees; Performance-based fees
Org form
Limited Partnership
Filing date
2026-03-31
Disciplinary history
No
Services
Portfolio management (investment companies)Portfolio management (pooled vehicles)Portfolio management (institutions)Selection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Investment companies | 25 | $7.72B |
| Pooled investment vehicles | 15 | $4.56B |
States served
CO, IL, IN
All web addresses on file
Official SEC filing: View on IAPD