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BROOKS FINANCIAL OF NORTH CAROLINA, LLC
CRD 317158
1822 E NC HWY 54, SUITE 350 C, DURHAM, NC, 27713, United States
Phone
919-572-1925
Fax
—
Registration
— (—)
Source
State registered
Total AUM
$9.5M
Discretionary AUM
$0
Team
1 total employees; 1 advisory reps
Clients
0
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-02-25
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 36 | $4.6M |
| High net worth individuals | 1 | $670K |
| Pension/profit sharing plans | 12 | $2.9M |
| Insurance companies | 10 | $1.3M |
All web addresses on file
Official SEC filing: View on IAPD